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Guest Editor's introduction to the issue
on
HANNAH ARENDT: THE ORIGINS OF TOTALITARIANISM, FIFTY YEARS LATER Volume 69 No. 2 (Summer 2002) Arien Mack, Editor Jerome Kohn, Guest Editor |
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The editor of Social Research, Arien Mack, and I both thought that it would be appropriate and of interest to begin this issue with a hitherto unpublished selection of Hannah Arendt’s writings that immediately followed the publication of The Origins of Totalitarianism. Origins was first published in 1951 and that same year Arendt submitted a proposal to the John Simon Guggenheim Memorial Foundation for a book that she described as follows:I
The most serious gap in The Origins of Totalitarianism
is the lack of an adequate historical and conceptual analysis of
the ideological background of Bolshevism. This omission
was deliberate. All other elements that eventually crystallized
into the totalitarian movements and forms of government
can be traced back into subterranean currents in Western
history, emerging only when and where the traditional
social and political framework of European nations had broken
down. Racism and imperialism, the tribal nationalism
of the pan-movements and antisemitism, bear no relation to the
great political and philosophical traditions of
the West. The shocking originality of totalitarianism, the fact that its
ideologies
and methods of governing were entirely unprecedented
and that its causes defied proper explanation in the usual historical
terms, is easily overlooked if one lays too much
stress on the only element that has behind it a respectable tradition and
whose critical discussion requires a criticism of
some of the chief tenets of Western political philosophy: Marxism.1
The new book was originally to be called Totalitarian Elements in Marxism, but as Arendt began work on it she became convinced of what she had only given a hint at the end of the final sentence in the description just quoted: namely, that her study could not be adequately undertaken without first thoroughly examining the entire tradition of philosophic and political thought. She realized that Marx not only stood firmly in that tradition but also that with Marx that tradition had come full circle: in an extremely complicated way it had come back to its origins and thus, as she said later, “culminated and found its end.”2 Henceforth Arendt’s working title for the book became Karl Marx and the Tradition of Western Political Thought, which is the overall title of the two manuscripts from which the selections published here are taken (the title of the first manuscript omits the word “Western”). The first selection bears the subtitle “The Broken Thread of Tradition” and the second “The Modern Challenge to Tradition.”
Arendt’s proposed book was never completed. Although parts of it were incorporated into The Human Condition, On Revolution, and Between Past and Future, approximately a thousand pages are prepared for or relevant to the work on Marx in the Library of Congress. Some of these materials were delivered as lectures for the Christian Gauss Seminar at Princeton University in 1953, others at Notre Dame University the following year, and still others elsewhere. To read these manuscript pages is not easy: they are disordered, cut up and pasted together for the various lectures, and for that reason also at times repetitive. More than anything else, however, their difficulty stems from the fact that in the early 1950s Arendt’s mind was extraordinarily fecund, literally brimming over with ideas that were written down in white heat in a decidedly Germanized English. The sentences, and consequently the paragraphs, are often far too long and unwieldy; in addition, as she used to say and here exemplified, “the English language has no rules where the adverbs go.” Nevertheless, to immerse oneself in these texts is metaphorically to swim in a sea of ideas that would later be thematized in distinctive ways in Arendt’s published works throughout the rest of her life. These thematizations can be generally characterized as reflecting the tension that Arendt keenly felt between what she sometimes called thinking and acting and sometimes philosophy and politics. All the Marx manuscripts have been collected and edited and will be published under a title that tries to capture that tension at the moment it first became apparent to her: Karl Marx and the Problem of Political Philosophy.
The following selections, while suggesting some totalitarian elements
in Marxism and some of the problems Arendt found in
Western political thought, are really an introduction to the full story
she told about Marx. For instance, the concepts of law and power
are mentioned here but later in the manuscripts are analyzed in a chapter
called “Law and Power” that purports to show how they were transformed,
respectively, into ideology and terror in totalitarianism. For that matter,
the chapter added to the second and all subsequent editions of Origins
(and that figures prominently in many of the essays that follow the Arendt
selections), “Ideology and Terror: A Novel Form of Government,” was first
prepared for the Marx book (cf. the letter to H. A. Moe cited earlier).
At the end of these selections Arendt indicates how the tradition rejoined
its source in Marx’s thought, yet only later in the manuscripts does it
become clear that Marx’s conception of action (praxis) and politics
not only differs from what she means by either term but also is the ground
from which that differentiation arises. The treatment of the tradition
itself, especially as far as Aristotle is concerned, is only adumbrated
in these selections. Arendt said (in the same letter to Moe) that as she
worked on the Marx book her “inquiry into the past deepened”; admitting
that this may seem to have led her “far afield,” she insisted “that unless
one realizes how much the political revolutions and the industrial revolutions
of the 18th and19th centuries changed the entire balance of human activities
in the modern world, one can hardly understand what happened with the rise
of Marxism, and why Marx’s teaching, nourished as it was by the great tradition,
could nevertheless be used by totalitarianism.” Finally, it is important
to remember that when these texts were written in the early 1950’s “McCarthyism”—virulent
anti-communism—was rampant in America. Origins was invoked by some
as a weapon in the ideological war against communism, which only made Arendt
more intent to show that Marx himself bore little responsibility for the
way his thought was “used” in Bolshevism. Although her interest in Marx
as a thinker waned in her late work, it never entirely disappeared.
The main body of this issue of Social Research is made up of papers delivered at two conferences that marked the fiftiethII
The New York conference was planned by the Hannah Arendt Center at New School University. Eminent scholars and writers, almost all of whom have dealt extensively with Arendt, were asked not to eulogize the book or its author but rather to give talks that in one way or another arise from ideas or themes in Origins and then to proceed in whatever direction they wished. My hidden intention, revealed only now, was based on the fundamental Arendtian principle that the sense of the reality of an object (and ultimately of the world as the assemblage of whatever appears in it) depends on a diversity of points of view and is consummated in agreeing that it is one and the same object following the communication of those distinct viewpoints. It is of course up to the reader to decide whether and to what extent the real Origins emerges from the variety of perspectives presented here. All the following papers stand on their own. Analysis or detailed description would be gratuitous, and only a few typological remarks indicating their variety will be offered, which will not strictly adhere to the order in which the papers were delivered and are published.
Richard J. Bernstein’s paper was a keynote address, and indeed it strikes a chord that reverberates in one way or another through the greater part of these papers: that the lasting significance of Origins is not historical but political and, moreover, that its political relevance is not only to the totalitarian regimes that Arendt analyzed but also to some of the most pressing political predicaments of the contemporary world.
In that vein, Jonathan Schell sees a dire need today for a new conception of politics, “a politics of natality,” as he calls it. Facing the all too real possibility of humanity’s self-destruction through its own actions, he finds that the new politics, whose principles he states, is also possible insofar as we recognize that “beginning. . .is the supreme capacity of man; politically. . .identical to man’s freedom” (in Arendt’s words at the end of Origins).
In addressing “the paradox of populism” in Arendt’s thought, Margaret
Canovan is fully aware, on the one hand, of Arendt’s
trenchant critique of the ideologically driven mobilization of masses
in totalitarianism; on the other, she views the actuality of
democratic mobilizations of the people, rare though they may be, in
movements such as Solidarity in Poland in the 1980s as instantiations of
thoroughly Arendtian principles. The people acted and by acting reinvigorated
and memorialized republicanism:
they built institutions to administer justice and guarantee political
freedom “from the ground up,” and they showed “an exceptional degree of
political realism and common sense.”
Seyla Benhabib believes Arendt “has emerged as the political theorist
of the post-totalitarian moment” and that her concept of a right to have
rights is particularly resonant in the changing “political geographies”—due
to the existence of “refugees,”
“asylees,” “stateless persons,” and “guest workers and immigrants”
(all of whom Benhabib carefully distinguishes)—in the “global world” in
which we now live. Benhabib traces the roots of Arendt’s concept of a right
to have rights to Kant, and takes up that concept where Arendt left it.
Some of the authors chose to look at Origins critically, which was altogether encouraged. If I may be anecdotal for a moment, I remember Arendt handing me a copy of Margaret Canovan’s first book on her and saying “pay close attention to the criticisms.”3 It was not a question of their being right or wrong: she meant that by attending to the criticisms, the realization of what she had not done might afford insight into what she was trying to do. (Arendt’s distinguo worked in a similar way: in order to see what something is she had first to see what it is not, A is not B, B is not C, neither B nor C is A, and so forth.)
Andrew Arato’s and Claude Lefort’s criticisms are formally similar. Arato finds that Arendt underplays the role of dictatorship in totalitarianism and argues, not that dictatorship and totalitarianism are coextensive, but that the anti-institutionalism of dictatorship “is an essential condition for the establishment and the preservation of a totalitarian regime.” His argument may lead the reader to consider why Arendt so sharply distinguished totalitarian from tyrannical or despotic practices, particularly in regard to their ability to generate power. Lefort thinks that Arendt’s emphasis on the momentum of totalitarian regimes obscures “the permanency of the structure and the spirit of the Party,” especially in the Soviet version of totalitarianism. He concludes his analysis by saying that Arendt “has not measured the abyss that separates two forms of society: totalitarianism from modern democracy.” Apart from the fact that an abyss cannot by definition be measured, the reader may question whether Arendt really saw an abyss between those two kinds of society, though she certainly did between totalitarianism and republicanism as forms of government.
George Kateb’s criticism of Arendt is of a different nature and at the
conference proved much more controversial. Some felt
that it was not about Arendt at all (which is odd, considering that
Kateb knows Arendt as well as anyone), particularly in associating her
quest for meaning over empirically verifiable truth with the coercive quality
of totalitarian ideologies, or metaphysical systems, or theologies, or
even aesthetically compelling stories. However that may be, Kateb stoically
and proudly stands for a “cultivated ability to endure meaninglessness,”
and finds “almost no trace” of that stance in Arendt. Yet contrary to his
intention, I cannot but hear Arendt’s voice when he writes that “atheism’s
overall meaninglessness may make particular meanings all the more precious,
and. . .may intensify wonder at the fact that there is a world at all.”
Except that she would never have used the word atheism: she was not sufficiently
religious.
Returning to Bernstein’s keynote address, the “pervasive thematic concern” he finds in Origins is its opposition to “all appeals to historical necessity or inevitability that seduce us into thinking that what has happened must have happened.” Antonia Grunenberg’s nuanced account of “Totalitarian Lies and Post-Totalitarian Guilt: The Question of Ethics in Democratic Politics” picks up this theme. Grunenberg sees that the human ability to lie invokes at once the freedom of political activity to change the world, to change what from a historical viewpoint may seem necessary, and the limits within which such change is permissible. Those limits, denied by totalitarians, derive from Arendt’s notion of political “responsibility toward the world,” not “toward God,” or any so-called higher reason or moral truth.
Jeffrey C. Isaac is also deeply concerned with the question of political responsibility. His paper opposes Arendt’s “style” of political thinking to that of Noam Chomsky in the context of “the discourse of human rights” and the recent United States and NATO military intervention in Kosovo. He finds Chomsky’s “exposure” of the “hypocrisy” of the “rhetoric” that accompanied that intervention not so much mistaken as “irresponsible” in its willful avoidance of the transgressions of the rights of Kosovars. For Isaac, “in a world of complexity and violence” that ideological “consistency” can only dissimulate, the ongoing Arendtian discourse of human rights is eminently responsible, both from practical and moral points of view.
Jacques Taminiaux’s paper was unique at the New York conference in its
concern with “the philosophical stakes in Arendt’s
genealogy of totalitarianism,” which he pursues in a series of conceptual
analyses. First he finds that an early (1946) essay by
Arendt, in its contrast of the thought of Heidegger and Jaspers, provides
the background against which Origins was written. Next he finds
that the first two part of Origins, “Antisemitism” and “Imperialism,”
anticipate and also concretize the conceptual distinctions between the
private, public, and social realms, and between the activities of labor,
work, and action, which Arendt
went on to draw in The Human Condition. Finally, he traces the
implications for active and mental life, both as they appear in
the “Concluding Remarks” to the third part of Origins, “Totalitarianism,”
in its first edition, and in the final chapter on “Ideology and Terror”
that Arendt added to the second and all subsequent editions, where they
are fully thematized. Taminiaux’s analyses have to be read to be appreciated,
but what may be said is that he alone gives the impression that Origins,
its many permutations notwithstanding, may form a unified philosophical
whole.
Readers may find it interesting to consider Roy T. Tsao’s paper, prepared
for the German conference, in conjunction with
Taminiaux’s. Tsao carefully traces the “evolution” of Arendt’s “theory
of totalitarianism,” as well as the “structure” of her arguments, through
essays that preceded the publication of Origins, through her changing
conception of the book as she was writing it, and through her addition
after its first edition of the essay on “Ideology and Terror” originally
intended for the Marx book. Tsao brings to light important instances of
Arendt’s evolving theory, such as the change from the totalitarian designation
of “potential” to “objective” enemies, and from Arendt’s notion of totalitarian
“movement” as “an amorphous organization in the
service of a pseudo-spiritual cause” to “a necessarily ‘mobile’ entity
that must continuously propel itself forward—along a vector defined by
its ideology—if it is to survive at all” (to mention only two among many
more such instances). Tsao sees “the enduring value of Arendt’s theory
of totalitarianism” as lying in the sense it makes “of the psychological
and organizational dynamics involved in the most violently extreme political
movements of her time.” What differentiates Tsao’s from Taminiaux’s approach
can be seen in the operative words of their respective titles: evolution,
that is, an unfolding or unrolling of Arendt’s theory over time, and genealogy,
that is, the descent of Arendt’s thought from its original progenitor in
philosophy.
The New York conference began on October 11, exactly one month after
the terror attacks on New York and Washington, D.C. In his keynote address,
Bernstein (whose paper was written before September 11) notes Arendt’s
“uncanny prescience” regarding the events of that day in her emphasis on
the human ability to face up to the wholly unprecedented. Almost every
participant added often extempore remarks about September 11 to his or
her presentation, and we decided to change the final session of the conference,
which had been planned as a roundtable discussion of Origins, to
a sort of “town meeting” on terrorism in which the entire audience was
invited to participate. Elisabeth Young- Bruehl prepared introductory remarks
in which she stressed three themes from Origins as guidelines: (1)
the need to distinguish precisely the features that determine an event
as radically new and without precedent, requiring something like Keats’
“negative capability” to suspend automatic responses, pre-judgments, and
predilections; (2) the need to recognize that what we are confronted with
today, as Arendt was confronted 50 years ago, is a form of “supranationalism,”
an ideological “bonding of people” regardless of their nationalities; and
(3)
the need not only to fight a war against terrorism but also to alleviate
the suffering of “superfluous”
people in the Muslim world, whether they be uprooted and stateless,
as Palestinians are, or alienated from the world of
Western and particularly American hegemonic wealth and power. The final
meeting of the conference reminded me of what Arendt always said she wanted
the closing sessions of her seminars to be, a “free-for-all,” except that
in our case passions ran so high that disputation turned disruptive, even
explosive, in a way I doubt she would have countenanced.
My own paper, which concludes this issue of Social Research, was also prepared for the German conference whose theme was Totalitäre Herrschaft und republikanische Demokratie. The paper addresses this theme by attempting to show in Origins how Arendt’s interweaving of a concept of totalitarianism with a description of the specific practices of two totalitarian regimes enabled her to see that “the one crime against humanity” corresponds to “the one human right,” the right of all human beings to have rights, which republican democracies can guarantee if and only if they agree to do so. My paper was written for Antonia Grunenberg, Wolfgang Heuer, and other German friends who belong to a generation that bears no personal responsibility whatsoever for Nazism. These friends provide examples for all of us by their acceptance of political responsibility for their nation’s past, and by their resolute refusal to play the reckless game of Vergangenheitsbewältigung, in which “mastering the past” means distorting it.
Jerome Kohn, Guest Co-editor
Notes
1. From the Papers of Hannah Arendt, Library
of Congress, Manuscript Division.
2. In a letter dated 29 January 1953 to Henry
Allen Moe of the Guggenheim Foundation requesting a renewal of her fellowship
(Arendt collection, Library of Congress).
3. I refer not to Canovan’s great study of 1992,
Hannah
Arendt: A Reinterpretation of Her Political Thought, but to her The
Political Thought of Hannah Arendt, published in 1974, the only book-length
study of Arendt to appear in her lifetime.